Consolidated Ontario Securities Act, Regulations and Rules - With Policy Statements, Blanket Orders and Notices 2017-2018, 63rd Edition + CD

ISBN/ISSN/No. de produit : 978-0-7798-7885-7
Type de produit : Book S.O. + CD-ROM
Coût de mise à jour prévu : 2 new editions per year supplied on standing order subscription
Nombre de pages : Approximately 3080 pages
Nombre de volumes : 1 volume bound + CD-ROM
Reliure : softcover
Date de publication : 2017-12-29
Éditeur : Carswell
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Description

This essential resource offers the many features Ontario securities professionals have come to trust including the full text of all the relevant law and policy

This essential resource continues to offer the many features Ontario securities professionals have come to trust, such as:

  • Full text of all the relevant law and policy. This includes the Act, the Regulation, Forms, OSC Rules, National Instruments, CSA Notices and much more
  • Well-organized approach throughout, designed by a senior practitioner in the area – giving you the assurance of quality
  • Research aids – including a comprehensive index, a general Table of Contents and thumb indexing to ensure you don't overlook important information
  • Section-by-section cross-references to related statutory provisions, regulations, rules, policies, orders and notices throughout – taking your research in new directions
  • Convenient softcover format with clear, easy-on-the-eyes typeface – ideal for use in meetings and hearings
  • Archival, searchable CD-ROM also available

Updated:

  • National Instrument 23-101—Trading Rules
  • National Instrument 23-102 — Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services
  • National Instrument 24-101 – Institutional Trade Matching and Settlement
  • National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations
  • National Instrument 33-109 – Registration Information Requirements
  • OSC Rule 33-506 – (Commodity Futures Act) Registration Information Requirements
  • National Instrument 45-106 – Prospectus Exemptions
  • National Instrument 55-104 – Insider Reporting Requirements and Exemptions
  • National Instrument 58-101 – Disclosure of Corporate Governance Practices
  • National Instrument 62-103 – The Early Warning System and Related Take-Over Bid and Insider Reporting Issues
  • National Instrument 81-102 – Investment Funds
  • National Instrument 81-104 – Commodity Pools

New:            

  • CSA Notice Staff Notice 11-336 – Summary of CSA Roundtable on Response to Cyber Security Incidents
  • CSA Notice Staff Notice 45-323 – Update on Use of the Rights Offering Exemptions in NI 45-106 Prospectus Exemptions
  • CSA Notice Staff Notice 46-307 – Cryptocurrency Offerings
  • CSA Notice Staff Notice 51-351 – Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2017
  • CSA Notice Staff Notice 61-302 – Staff Review and Commentary on MI 61-101 Protection of Minority Security Holders in Special Transactions
  • Multilateral Instrument 91-102 – Prohibition of Binary Options
  • National Instrument 94-101 – Mandatory Central Counterparty Clearing of Derivatives
  • National Instrument 94-102 – Derivatives: Customer Clearing and Protection of Customer Collateral Positions

With two editions of Consolidated Ontario Securities Act, Regulations and Rules – With Policy Statements, Blanket Orders and Notices published each year you receive the most up-to-date information available.

 

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